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                            Principles Practice and Specification for Tree Pruning 
  Andrew Cowan N.D.Arb. 
  First Published: October 2002 
                            The first decision to be made, when considering pruning, is whether cutting off and removing living branches will actually benefit the tree or shrub. Will the proposed pruning prolong it’s useful life expectancy within the context of the surrounding environment and land use. It is important to remember that pruning may do more harm than good, and in some situations may create more problems than it solves.  | 
                           
                          
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                            Every cut made has the potential to change the 
                                growth of the tree or shrub. Removing living foliage, 
                                by pruning, affects the trees physiology and future 
                                growth. The reduction in leaf area, that results 
                                from pruning, will reduce the tree’s overall 
                                photosyntheitc capacity and may reduce overall 
                                growth on the pruned section, or on the entire 
                                tree.  
                              However, the casual observer of the growth that 
                                appears after pruning, could be mistaken for thinking 
                                that cutting off branches and reducing the trees 
                                leaf area, is, beneficial 
                          and encourages new vigour. This may indeed appear to 
                          be the case, but remember that there are often less 
                          branches left for the tree to produce new shoots from 
                          and severely pruned trees have a tendency to initiate 
                          the production and growth of warersprouts, as a response 
                          to the need for new foliage and increased photosynthetic 
                          capacity.  
                              It is important that anyone, considering pruning work 
                            to a tree, has an understanding of the biology of trees 
                            and how they respond to pruning in order to optimize 
                            their health and structure. Plants are reactive, generating 
                            systems, which use basic mineral and organic resources 
                            to build new tissues. They do not have the capacity 
                            to heal or repair damaged areas, so where week points 
                            occur due to injury, all they can do is re-enforce the 
                            site by growing, reactively, additional tissues and 
                            replace the losses.   | 
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                      Trees store energy reserves (starch, sugars, and oils) 
                          in branches, stems, trunk and roots. These energy reserves 
                          can be preserved by removing, the fewest number of living 
                          branches necessary to accomplish the desired objective. 
                          Excessive branch removal depletes these reserves and 
                          reduces the ability of the tree to photosynthesize and 
                          store more energy. It is also important to be aware 
                          that if the tree is forced to use vital energy reserves 
                          for growth, they will not be available for defence against 
                          plant pathogens or wood decay organisms.  
                        There should be a good reason to remove more than a 
                          quarter, of a trees leaf area, in a single year. It 
                          is important to consider pruning over the entire life-span 
                          of the tree or trees involved and not as a one-off single 
                          operation. Many trees generate adventitious sprouts, 
                          in response to over-pruning, as they attempt to replace 
                          the stored energy. However live-branch pruning is an 
                          essential part of forming good crown structure, and 
                          is a necessary procedure in the management of specimen 
                          trees within residential parks and gardens. 
                        It is essential when considering pruning a tree, of 
                          any age, that a thorough evaluation is done to determine 
                          the objectives to be achieved, when the work is complete. 
                          The decisions can them, be made as to where, how, when 
                          and how often to prune the specific tree or trees, to 
                          achieve these objectives. This evaluation process is, 
                          an essential, part of planning the management of any 
                          tree or tree population, and should be recorded in a 
                          tree management schedule.  
                        Each time a tree is pruned, according to the timing 
                          regime set out within the management plan, a work specification 
                          will need to be drawn up to provide the practical arborist 
                          with guidance. The arborist will them be able to make 
                          informed decisions, and make appropriate pruning cuts, 
                          based on an understanding of branch attachment and tree 
                          biology, to achieve the pruning objectives.  
                        Removing the correct stems, branches or branchlets 
                          is as important as making the right pruning cuts. Even 
                          with proper pruning cuts, if the wrong branches or too 
                          many branches are removed from a trees crown it can 
                          defeat the object of the pruning regime.  
                        No tree should be pruned without first establishing clearly defined pruning objectives, which may include the following:  | 
                     
                     
                      
                          
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                                  -  Improve crown structure and form
 
                                    -  Reduce risk of failure
 
                                    -  Maintain health 
 
                                    - Prolong useful life expectancy 
 
                                    - Removal of dead, dying or diseased wood
 
                                    -  Influence flowering or fruit production
 
                                    -  Provide clearance
 
                                    -  Reduce shade or wind resistance
 
                                    -  Improve aesthetics or allow a view
 
                                    -  Maintenance and enhancement of wildlife habitat
 
                                 
                              This list is not exclusive and will vary depending 
                                on the tree itself and the surrounding land use, 
                                but the methods used to achieve them can be selected 
                                from the following pruning types; 
                              
                                -  Formative and structural pruning
 
                                -  Crown thinning
 
                                -  Crown raising
 
                                -  Crown reduction
 
                                -  Crown clearing and dead wooding
 
                                -  Restoration pruning
 
                                -  Conservation pruning
 
                                -  Pollarding
 
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                      Throughout the entire process, from the initial planning 
                          stage to the completion of pruning work and removal 
                          of arising debris, the following two points should be 
                          considered; 
                        1 All pruning created wounds on trees, and can remove 
                          significant areas of living tissues. The open wound 
                          may allow the entrance of disease organisms, which could 
                          instigate the decay of the exposed woody tissues. Combine 
                          this then with the loss of leaf area when a branch is 
                          removed, leaving that section of the tree with less 
                          photosynthetic, energy producing tissue, and one must 
                          consider any pruning to be potentially detrimental to 
                          the future health and sustainability of the tree. 
                        2 The tree supports a divers ecosystem of organisms 
                          which life around it’s crown, on it’s roots 
                          and in the soil around it. These organisms may use the 
                          living or dead tissues of the tree for food, while others 
                          will form symbiotic relationships with the tree itself. 
                          So it is important to consider that any removal of dead 
                          wood from the crown or the clearance of pruning debris 
                          or leaves from the area around the tree could potentially 
                          be detrimental to the continued viability of the ecosystem 
                          in which the tree lives. 
                        Pruning types that could form part 
                          of a work specification to achieve a particular objective.  
                          Several types of pruning may be used 
                          to achieve a particular management objective and work 
                          on one occasion could be just part of a pruning regime 
                          over several years, and ultimately the entire life-span 
                          of the tree. Not all objectives can be successfully achieved 
                          after just one prune and others may need to be repeated 
                          in order that a desired outcome is maintained. The following 
                          pruning types can be used in isolation or in combination, 
                          depending on the management requirements and pruning objectives. 
                         
                        Formative and structural pruning 
                          Structural pruning is most often completed at the establishment 
                          stage of tree development, when it is known as formative 
                          pruning. The main objective of this type of pruning 
                          is to encourage the formation of good stem and branch 
                          structure, by improving the orientation, spacing, growth 
                          rate, strength of attachment and ultimately size of 
                          branches. Well planned, formative pruning during the 
                          establishment of a young tree can prolong its useful 
                          life expectancy within the context of a particular land 
                          use.  
                        This type of pruning can reduce the need for large 
                          branch removal, and the creation of oversized wounds, 
                          when the tree is older. Structural pruning can be completed 
                          on semi-mature trees, but should be avoided on mature 
                          specimens. The main management objectives of this type 
                          of pruning are to help engineer a crown form which need 
                          less pruning when mature, and where ever possible limit 
                          the development of weak structural features which may 
                          fail in latter life. 
                        Crown thinning 
                          Crown thinning, is the selective removal of small, live 
                          branches throughout the entire crown, with the aim of 
                          reducing the density of the tree leaf area. There is 
                          no external alteration to the trees size or shape because 
                          just internal branches are removed. The important aspect 
                          to remember here is that the majority of branches should 
                          be removed from the outside third of the tree crown. 
                          The maintenance of an inner crown leaf area is essential 
                          to sustain good branch, stem taper. 
                        The excessive removal of branches from the lower two 
                          thirds of a branch or stem can lead to ‘lions 
                          tailing’ which may have adverse effects on their 
                          long term structural integrity, resulting in early failure. 
                          It is also important to limit the amount of foliage 
                          removed, each time a tree is thinned, to no more that 
                          25% (a quarter) of the leaf area, and ideally between 
                          10-20% where possible within the management objectives. 
                        The size of branches to be removed, during thinning 
                          operations, should also be limited, and wherever possible 
                          within the specification a recommended maximum diameter 
                          should be given. In most cases this can be limited to 
                          a size between 3cm to 4cm. 
                        Crown raising 
                          Crown raising, is the selective reduction and removal 
                          of branches to create some vertical lift of the tree 
                          canopy, allowing space under the tree for light, people, 
                          vehicles or buildings. When specifying this pruning 
                          type it is essential to consider the importance of maintaining 
                          as many low branches as possible to sustain good trunk 
                          growth and the formation of even trunk taper.  
                        It is important to remember that excessive removal 
                          of low branches can lead to the development of poor 
                          trunk crown balance, where a tree may become top heavy. 
                          It is also essential to be aware that all wounds around 
                          the main trunk of a tree could potentially allow the 
                          development of decay which may reduce the long term 
                          integrity of the trees main supporting structure. Where 
                          every possible the number and size of would should be 
                          limited and well spaced, so there is less chance of 
                          decay pockets combining to form larger cavities. 
                        Some of the problematic issues described above can 
                          be addressed by the reduction of branches rather than 
                          their complete removal. In such cases the size and age 
                          range of branches to be remove should be specified, 
                          while it may also bepossible 
                                to reduce the end weight of some drooping branches 
                          to bring about some lift, in the overall canopy.  | 
                     
                     
                      
                          
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                            Crown reduction 
                                Crown reduction or shaping, involves the removal 
                                and reduction of branches and stems to decrease 
                                the height or spread of a trees crown area. This 
                                type of pruning can be completed for a number 
                                of reasons to achieve a range of management objectives, 
                                from purely aesthetic when used to shape an entire 
                                canopy, to the reduction of one limb where excessive 
                                end weight may threaten failure. 
                              Crown reduction work can be specified to cover 
                                every branch within a trees crown or it can be 
                                limited to just one. However, one principle should 
                                be applied at all times; the desired effect should 
                                be accomplished with reduction or removal cuts 
                                and not heading cuts. Because biologically, the 
                                tree has more effective wound decay barriers where 
                                branches are removed from their point of origin, 
                                close to the branch collar. The use of heading 
                                cuts, also spoils good tree architecture and can 
                              significantly increase maintenance requirements. 
                              An important 
                            point to consider in branch reduction is the amount 
                            of foliage, or photosynthetic material, which is left 
                            to sustain the remaining branch or stem tissues. When 
                            a branch of a mature tree is reduced, no more that a 
                            quarter (25%) of its foliage should be removed, while 
                            more can be removed in younger trees to achieve particular 
                            management objectives. If insufficient foliage is left, 
                            large areas of the main branch wood may become dysfunctional 
                            and open to decay fungi, which could lead to branch 
                            die-back.  | 
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                      A common rule of thumb is that the remaining lateral 
                          branch should be at least one-third to one-half the 
                          diameter of the removed portion. At such a size, the 
                          lateral branch should be able to produce enough energy 
                          to keep the parent branch alive, and there should be 
                          enough growth regulators present to suppress excessive 
                          sprouts. This rule varies with tree species, age and 
                          condition, while localised variations in climate will 
                          also have an impact. Old, stressed or mature trees could 
                          decline or become more stressed if too much foliage 
                          is removed. 
                        Crown clearing and dead wooding 
                          This type of pruning is used where a tree is being maintained 
                          as a specimen within the context of an ornamental garden. 
                          Here the removal of dead, dying, diseased, detached 
                          or broken branches is specified to improve crown appearance 
                          and the overall tree aesthetics. The removal of such 
                          branches may also be considered desirable where they 
                          represent a risk to persons or property. However, it 
                          is also important to remember that dead wood is an essential 
                          habitat for a large number of organisms in the ecosystem 
                          in which the tree lives. The formation of dead wood 
                          within the crown of a tree is part of the natural system 
                          of tree life and should not be considered to be a negative 
                          thing that has to be removed to maintain healthy tree 
                          growth. 
                        Restoration pruning 
                          Restoration pruning, is necessary where a tree has been 
                          damaged, poorly pruned or where a once regular management 
                          regime has lapsed, resulting in the formation of poor 
                          structural features. The principles behind this type 
                          of pruning are similar to those used in structural or 
                          formative pruning on establishing trees, but more care 
                          is required due to the maturity of the specimens involved. 
                          This type of pruning has to be planned over a much longer 
                          time frame and only a limited percentage (perhaps only 
                          10%) of a trees leaf area should be removed at any one 
                          time. 
                        Restoration pruning may involve the training of young 
                          epicormic, or watersprout, shoots to form new branches 
                          and allow the reestablishment of new area of crown. 
                          It is therefore important to provide a more detailed 
                          pruning specification, which may involved the identification 
                          of a specific area of the trees crown or even a particular 
                          branch. 
                        Conservation pruning 
                          Not all, pruning work is completed to improve tree health 
                          or structural form, some management objectives allocate 
                          more weight to the creation and management of wildlife 
                          habitat. In such cases it may be considered advantageous 
                          to create large wounds with the aim of increasing the 
                          area of dead and decaying wood in a tree, or to top 
                          a limb to encourage a crown of dense re-growth which 
                          could provide good nesting opportunities for birds. 
                        The retention of dead wood around the crown of a tree 
                          may be considered an important aspect of trees managed 
                          for their wildlife value. However, there are often conflicts 
                          that arise when health and safety issues have to be 
                          addressed. In these situations a specification that 
                          allows for the sympathetic reduction of dead branches 
                          or stems, using cutting techniques like ‘coronet 
                          cuts’ to maintain a more natural appearance to 
                          the cut ends, may be considered desirable. 
                        Pollarding 
                          Pollarding is beheading a maiden tree by removing the 
                          main leader or stem and then subsequently cutting on 
                          a regular basis (Re-pollarding) back to the same point 
                          (Pollard Head). Pollarding is a management system used 
                          to control the growth of a tree throughout its life, 
                          and is initiated at a young age. When older mature trees 
                          are treated in this way as a crude form of size control 
                          this can be described as topping, and can seriously 
                          damage or even kill the tree.  
                        Where pollarding is specified it should be part of 
                          a long term management plan for a tree or tree population. 
                          If a pollarded tree has lapsed out of regular management, 
                          re-pollarding should not be specifed. In such cases 
                          restoration pruning could be considered to either train 
                          the branches to form a normal crown area, or using staged 
                          reduction work re-establish a pollard management regime. 
                         
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